SFC licenceholder BCO501 HO Taine Ting Hin 何廷軒

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 22 September 2020

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [1] (Dealing in Securities) 15 April 2019 31 August 2020
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 15 April 2019 31 August 2020
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE [1] (Dealing in Securities) 15 October 2018 29 March 2019
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE [2] (Dealing in Futures Contracts) 15 October 2018 29 March 2019
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE [2] (Dealing in Futures Contracts) 14 May 2014 30 September 2018
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE [1] (Dealing in Securities) 23 December 2013 30 September 2018