SFC Licences of HO Taine Ting Hin 何廷軒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Matrix Securities Limited 矩陣證券有限公司 RO 1 26 May 2022 28 February 2023
Matrix Asset Management Limited 矩陣資產管理有限公司 RE 9 29 September 2021 28 February 2023
Matrix Asset Management Limited 矩陣資產管理有限公司 RE 4 29 September 2021 28 February 2023
Matrix Securities Limited 矩陣證券有限公司 RE 1 09 April 2021 26 May 2022
UCAP Securities (HK) Limited 佑聯證券有限公司 RE 9 05 November 2020 31 March 2021
UCAP Securities (HK) Limited 佑聯證券有限公司 RE 4 05 November 2020 31 March 2021
UCAP Securities (HK) Limited 佑聯證券有限公司 RE 1 30 September 2020 31 March 2021
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 15 April 2019 31 August 2020
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 15 April 2019 31 August 2020
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 15 October 2018 29 March 2019
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 15 October 2018 29 March 2019
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 14 May 2014 30 September 2018
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 23 December 2013 30 September 2018