SFC Licences of GASCHE Joel Simon 郭祖龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mikro Kapital HK Limited | RE | 4 | 29 January 2024 | |
| Mikro Kapital HK Limited | RE | 1 | 29 January 2024 | |
| GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 | RE | 4 | 28 October 2021 | 23 August 2022 |
| GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 | RE | 1 | 28 October 2021 | 23 August 2022 |
| Leonteq Securities (Hong Kong) Limited | RO | 4 | 28 September 2020 | 15 October 2021 |
| Leonteq Securities (Hong Kong) Limited | RO | 1 | 28 September 2020 | 15 October 2021 |
| Leonteq Securities (Hong Kong) Limited | RE | 4 | 17 August 2016 | 28 September 2020 |
| Leonteq Securities (Hong Kong) Limited | RE | 1 | 17 August 2016 | 28 September 2020 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 9 | 11 February 2014 | 31 July 2016 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 4 | 11 February 2014 | 31 July 2016 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 1 | 11 February 2014 | 31 July 2016 |