SFC Licences of CAO Min 曹敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Greentech Technology Asset Management Company Limited 綠科科技資產管理有限公司	RO	9	27 March 2023
Greentech Technology Asset Management Company Limited 綠科科技資產管理有限公司	RO	4	27 March 2023
Greentech Technology Asset Management Company Limited 綠科科技資產管理有限公司	RE	9	24 March 2023	27 March 2023
Greentech Technology Asset Management Company Limited 綠科科技資產管理有限公司	RE	4	24 March 2023	27 March 2023
Ocean Cedar Asset Management Company Limited 海杉資產管理有限公司	RO	9	10 August 2020	07 March 2023
Ocean Cedar Asset Management Company Limited 海杉資產管理有限公司	RO	4	10 August 2020	07 March 2023
Ocean Cedar Asset Management Company Limited 海杉資產管理有限公司	RE	9	30 July 2020	10 August 2020
Ocean Cedar Asset Management Company Limited 海杉資產管理有限公司	RE	4	30 July 2020	10 August 2020
Sheng Yuan Asset Management Limited 盛源資產管理有限公司	RO	9	14 June 2019	30 April 2020
Sheng Yuan Asset Management Limited 盛源資產管理有限公司	RO	4	14 June 2019	30 April 2020
UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司	RO	9	14 September 2017	11 April 2019
UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司	RO	4	14 September 2017	11 April 2019
UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司	RE	9	08 September 2017	14 September 2017
UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司	RE	4	08 September 2017	14 September 2017
Forwin Capital Management Limited 富榮資產管理有限公司	RO	9	15 February 2017	31 August 2017
Forwin Capital Management Limited 富榮資產管理有限公司	RO	4	22 September 2016	31 August 2017
Forwin Capital Management Limited 富榮資產管理有限公司	RE	9	07 December 2015	15 February 2017
Forwin Capital Management Limited 富榮資產管理有限公司	RE	4	07 December 2015	22 September 2016
Delta Asia Wealth Management Limited 滙業財富管理有限公司	RE	4	20 February 2014	30 September 2015