SFC Licences of CHAN Derrick 陳是誠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
FTI Capital Advisors (Hong Kong) Limited 富事高資本有限公司	RO	6	12 January 2024
FTI Capital Advisors (Hong Kong) Limited 富事高資本有限公司	RE	6	04 April 2023	12 January 2024
FTI Capital Advisors (Hong Kong) Limited 富事高資本有限公司	RO	4	17 January 2023
FTI Capital Advisors (Hong Kong) Limited 富事高資本有限公司	RO	1	17 January 2023
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	4	11 May 2020	27 February 2022
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	1	11 May 2020	27 February 2022
Yunfeng Securities Limited 雲鋒證券有限公司	RE	4	22 August 2017	15 June 2018
Yunfeng Securities Limited 雲鋒證券有限公司	RE	1	22 August 2017	15 June 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RE	9	22 August 2017	15 June 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RE	4	22 August 2017	15 June 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RE	1	22 August 2017	15 June 2018
CMBC International Securities Limited 民銀國際證券有限公司	RE	4	01 December 2016	13 May 2017
CMBC International Securities Limited 民銀國際證券有限公司	RE	1	01 December 2016	13 May 2017
Quam Securities Limited 華富建業證券有限公司	RE	4	17 December 2015	15 May 2016
Quam Securities Limited 華富建業證券有限公司	RE	1	17 December 2015	15 May 2016
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	1	31 March 2014	10 June 2014
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	4	31 March 2014	10 June 2014