SFC Licences of LO Cho Ying 盧礎瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 | RE | 4 | 17 June 2022 | |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 | RE | 1 | 17 June 2022 | |
| I Win Asset Management Limited 一盈資產管理有限公司 | RE | 9 | 05 October 2021 | 31 May 2022 |
| I Win Asset Management Limited 一盈資產管理有限公司 | RE | 4 | 05 October 2021 | 31 May 2022 |
| I Win Securities Limited 一盈證券有限公司 | RE | 1 | 03 August 2021 | 31 May 2022 |
| Tongfang Securities Limited 同方證券有限公司 | RE | 1 | 02 February 2021 | 10 July 2021 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 26 June 2018 | 31 December 2020 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 24 April 2014 | 04 May 2018 |