SFC Licences of SO Suet Lam 蘇雪琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 04 June 2020 | 11 December 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 25 January 2017 | 11 December 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 25 January 2017 | 11 December 2020 |
| Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 | RE | 6 | 25 January 2017 | 30 November 2019 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 07 December 2015 | 31 May 2016 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 10 April 2014 | 18 November 2015 |