SFC Licences of FU Fuxing 傅福行
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 22 July 2021 | |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 22 July 2021 | |
Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 21 January 2016 | 04 June 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 21 January 2016 | 04 June 2021 |
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 08 May 2015 | 25 December 2015 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 15 May 2014 | 13 February 2015 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 15 May 2014 | 13 February 2015 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 15 May 2014 | 13 February 2015 |