SFC Licences of FU Fuxing 傅福行

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 22 July 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 22 July 2021
Haitong International Capital Limited 海通國際資本有限公司 RE 6 21 January 2016 04 June 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 21 January 2016 04 June 2021
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 08 May 2015 25 December 2015
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 15 May 2014 13 February 2015
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 4 15 May 2014 13 February 2015
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 15 May 2014 13 February 2015