SFC Licences of WU Huai-En 吳懷恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 RO 9 08 November 2019 21 September 2020
First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 RO 4 08 November 2019 21 September 2020
JT International Financial Limited 金泰國際金融有限公司 RO 9 22 March 2019 15 May 2019
JT International Financial Limited 金泰國際金融有限公司 RO 4 22 March 2019 15 May 2019
Renco Investments Limited 融科投資有限公司 RO 9 09 February 2018 14 February 2018
Renco Investments Limited 融科投資有限公司 RO 4 09 February 2018 14 February 2018
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RO 9 27 January 2016 10 January 2017
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RO 4 27 January 2016 10 January 2017
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RE 9 09 November 2015 27 January 2016
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RE 4 09 November 2015 27 January 2016
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 4 29 May 2014 10 January 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 29 May 2014 10 January 2017