SFC Licences of WONG Yick 王奕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 17 April 2020 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 17 April 2020 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 17 April 2020 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 23 February 2016 | 07 June 2019 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 20 June 2014 | 27 January 2016 |