SFC Licences of LIU Dan 劉丹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 26 July 2021 | 18 July 2023 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 26 July 2021 | 18 July 2023 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 26 July 2021 | 18 July 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 28 July 2014 | 26 February 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 July 2014 | 26 February 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 28 July 2014 | 26 February 2021 |
| Merrill Lynch Far East Limited | RE | 1 | 28 July 2014 | 26 February 2021 |
| Merrill Lynch Far East Limited | RE | 4 | 28 July 2014 | 26 February 2021 |
| Merrill Lynch Far East Limited | RE | 6 | 28 July 2014 | 26 February 2021 |