SFC Licences of WU Yingshi 吳應時

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SPIC Asset Management (Hong Kong) Company Limited 國家電投香港資產管理有限公司	RO	9	25 March 2024
SPIC Asset Management (Hong Kong) Company Limited 國家電投香港資產管理有限公司	RO	4	25 March 2024
SPIC Asset Management (Hong Kong) Company Limited 國家電投香港資產管理有限公司	RO	1	25 March 2024
SPIC Asset Management (Hong Kong) Company Limited 國家電投香港資產管理有限公司	RE	9	01 February 2024	25 March 2024
SPIC Asset Management (Hong Kong) Company Limited 國家電投香港資產管理有限公司	RE	4	01 February 2024	25 March 2024
SPIC Asset Management (Hong Kong) Company Limited 國家電投香港資產管理有限公司	RE	1	01 February 2024	25 March 2024
Roofer Asset Management Limited 路華資產管理有限公司	RO	9	06 December 2021	31 January 2024
Roofer Securities Limited 路華證券有限公司	RO	4	06 December 2021	31 January 2024
Roofer Securities Limited 路華證券有限公司	RO	1	06 December 2021	31 January 2024
Roofer Asset Management Limited 路華資產管理有限公司	RE	9	05 November 2021	06 December 2021
Roofer Securities Limited 路華證券有限公司	RE	4	05 November 2021	06 December 2021
Roofer Securities Limited 路華證券有限公司	RE	1	05 November 2021	06 December 2021
YUANYIN ASSET MANAGEMENT LIMITED 原銀資產管理有限公司	RO	9	30 April 2021	06 September 2021
YUANYIN ASSET MANAGEMENT LIMITED 原銀資產管理有限公司	RO	4	30 April 2021	06 September 2021
YUANYIN SECURITIES LIMITED 原銀證券有限公司	RO	4	12 June 2020	06 September 2021
YUANYIN SECURITIES LIMITED 原銀證券有限公司	RO	1	12 June 2020	06 September 2021
YUANYIN ASSET MANAGEMENT LIMITED 原銀資產管理有限公司	RE	9	01 June 2020	30 April 2021
YUANYIN SECURITIES LIMITED 原銀證券有限公司	RE	4	01 June 2020	12 June 2020
YUANYIN SECURITIES LIMITED 原銀證券有限公司	RE	1	01 June 2020	12 June 2020
Sheng Yuan Securities Limited 盛源證券有限公司	RE	4	29 August 2019	18 March 2020
Sheng Yuan Securities Limited 盛源證券有限公司	RO	1	19 June 2019	18 March 2020
Sheng Yuan Asset Management Limited 盛源資產管理有限公司	RE	9	01 June 2018	18 March 2020
Sheng Yuan Asset Management Limited 盛源資產管理有限公司	RE	4	01 June 2018	23 July 2019
Sheng Yuan Securities Limited 盛源證券有限公司	RE	1	04 May 2018	19 June 2019
Hao Tian International Securities Limited 昊天國際證券有限公司	RE	1	05 September 2017	29 March 2018
Sanfull Securities Limited 新富證券有限公司	RE	1	09 September 2015	01 August 2017
Chief Securities Limited 致富證券有限公司	RE	9	28 July 2014	19 August 2015
Chief Securities Limited 致富證券有限公司	RE	4	28 July 2014	19 August 2015
Chief Securities Limited 致富證券有限公司	RE	1	28 July 2014	19 August 2015