SFC Licences of CHENG Kim Pong 鄭劍邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMBC International Capital Limited 民銀資本有限公司 | RO | 6 | 06 March 2023 | |
| CMBC International Capital Limited 民銀資本有限公司 | RE | 1 | 04 September 2019 | |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 04 September 2019 | |
| CMBC International Capital Limited 民銀資本有限公司 | RE | 6 | 24 June 2019 | 06 March 2023 |
| Dakin Capital Limited 德健融資有限公司 | RE | 6 | 07 September 2017 | 16 June 2019 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 20 October 2014 | 31 August 2017 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 | RE | 6 | 11 August 2014 | 31 August 2017 |