SFC Licences of LI Zhiang 李志昂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 23 May 2018 | |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 23 May 2018 | |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 23 May 2018 | |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 17 April 2018 | 17 April 2018 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 17 April 2018 | 17 April 2018 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 17 April 2018 | 17 April 2018 |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 15 March 2018 |
| UBS Securities Hong Kong Limited | RE | 6 | 30 September 2015 | 18 December 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 25 August 2014 | 21 July 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 25 August 2014 | 21 July 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 25 August 2014 | 21 July 2015 |