SFC Licences of WANG Mo 王沫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 07 June 2022 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 07 June 2022 | |
| UBS Securities Hong Kong Limited | RE | 6 | 20 August 2021 | 23 February 2022 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 14 June 2017 | 04 May 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 14 June 2017 | 04 May 2021 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 6 | 16 November 2015 | 21 May 2017 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 16 November 2015 | 21 May 2017 |
| Octal Capital Limited 八方金融有限公司 | RE | 6 | 17 November 2014 | 14 November 2015 |
| Octal Capital Limited 八方金融有限公司 | RE | 1 | 17 November 2014 | 14 November 2015 |