SFC Licences of KWOK Chiu Ting 郭昭廷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 | RO | 9 | 03 November 2022 | 15 January 2024 |
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 | RO | 4 | 03 November 2022 | 15 January 2024 |
| BG Capital Management (Asia) Limited 柏治資本管理（亞洲）有限公司 | RO | 9 | 14 December 2021 | 06 June 2022 |
| BG Capital Management (Asia) Limited 柏治資本管理（亞洲）有限公司 | RO | 4 | 14 December 2021 | 06 June 2022 |
| China-Hong Kong Link Securities Company Limited 中港通證券有限公司 | RE | 1 | 24 April 2020 | 29 October 2021 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 | RE | 9 | 18 July 2019 | 23 December 2019 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 | RE | 1 | 18 July 2019 | 23 December 2019 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 | RE | 9 | 12 October 2017 | 30 April 2019 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 | RE | 1 | 11 July 2017 | 30 April 2019 |