SFC Licences of CHAN Kei Yin 陳紀賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tiger Brokers (HK) Global Limited 老虎證券(香港)環球有限公司 | RE | 2 | 09 August 2022 | |
Tiger Brokers (HK) Global Limited 老虎證券(香港)環球有限公司 | RE | 1 | 09 August 2022 | |
CMB International Futures Limited 招銀國際期貨有限公司 | RO | 2 | 23 March 2020 | 31 March 2022 |
CMB International Securities Limited 招銀國際證券有限公司 | RO | 1 | 23 March 2020 | 31 March 2022 |
CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 09 October 2019 | 23 March 2020 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 09 October 2019 | 23 March 2020 |
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 | RE | 2 | 11 February 2019 | 14 August 2019 |
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 11 February 2019 | 14 August 2019 |
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 21 July 2015 | 22 January 2019 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 02 December 2014 | 22 January 2019 |