SFC Licences of TSANG Sui Cheung 曾瑞祥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aspenwood Capital Limited 嘉桓資本有限公司 | RE | 9 | 04 October 2023 | |
| Aspenwood Capital Limited 嘉桓資本有限公司 | RE | 4 | 03 October 2023 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 30 October 2019 | 31 July 2023 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 26 September 2019 | 31 July 2023 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 26 September 2019 | 31 July 2023 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 26 September 2019 | 31 July 2023 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 20 April 2015 | 06 September 2019 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 18 December 2014 | 06 September 2019 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 18 December 2014 | 06 September 2019 |