SFC Licences of IP Wui Ho 葉滙豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 13 February 2019 | 10 December 2019 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 13 February 2019 | 10 December 2019 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 13 February 2019 | 10 December 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 09 August 2017 | 25 January 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 13 January 2015 | 25 January 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 13 January 2015 | 25 January 2019 |