SFC Licences of WANG Shengzu 王胜祖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Haitong International Asset Management Limited 海通國際資產管理有限公司	RO	9	12 October 2022
Haitong International Asset Management Limited 海通國際資產管理有限公司	RO	5	12 October 2022
Haitong International Asset Management Limited 海通國際資產管理有限公司	RO	4	12 October 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RO	5	23 May 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RO	9	05 January 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RO	4	05 January 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RO	9	05 January 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RO	4	05 January 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RO	1	05 January 2022
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	2	12 October 2016	01 September 2021
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	9	12 October 2016	01 September 2021
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	12 October 2016	01 September 2021
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	4	28 January 2015	30 June 2016