SFC Licences of CHENG Sharon 鄭熙蘊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 07 December 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 05 June 2017 23 August 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 15 July 2016 23 August 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 15 July 2016 23 August 2017
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 11 March 2015 21 April 2016