SFC Licences of CAI Xiao 蔡瀟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 14 November 2016 | 14 November 2022 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 12 March 2015 | 23 September 2016 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 12 March 2015 | 23 September 2016 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 12 March 2015 | 23 September 2016 |