SFC Licences of ZHU Feifei 朱霏霏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司
RE 1 21 April 2017
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 21 April 2017
CLSA Limited 中信里昂證券有限公司
RE 4 21 April 2017 13 December 2021
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 4 14 March 2016 08 April 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1 22 July 2015 08 April 2017
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 18 March 2015 08 April 2017