SFC Licences of ZENG YanLing 曾燕玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Finance KAB Limited 中金三甲證券有限公司 RE 4 04 January 2021
China Finance KAB Limited 中金三甲證券有限公司 RE 1 04 January 2021
SR Wealth Securities Limited 中富證券有限公司 RE 4 12 December 2019 11 December 2020
SR Wealth Securities Limited 中富證券有限公司 RE 1 12 December 2019 11 December 2020
China Finance KAB Asset Management Limited 中金三甲資產管理有限公司 RE 4 01 April 2015 10 July 2018
China Finance KAB Limited 中金三甲證券有限公司 RE 4 01 April 2015 10 July 2018
China Finance KAB Asset Management Limited 中金三甲資產管理有限公司 RE 9 01 April 2015 10 July 2018