SFC Licences of ZENG YanLing 曾燕玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Finance KAB Limited 中金三甲證券有限公司 | RE | 4 | 04 January 2021 | |
China Finance KAB Limited 中金三甲證券有限公司 | RE | 1 | 04 January 2021 | |
SR Wealth Securities Limited 中富證券有限公司 | RE | 4 | 12 December 2019 | 11 December 2020 |
SR Wealth Securities Limited 中富證券有限公司 | RE | 1 | 12 December 2019 | 11 December 2020 |
China Finance KAB Asset Management Limited 中金三甲資產管理有限公司 | RE | 4 | 01 April 2015 | 10 July 2018 |
China Finance KAB Limited 中金三甲證券有限公司 | RE | 4 | 01 April 2015 | 10 July 2018 |
China Finance KAB Asset Management Limited 中金三甲資產管理有限公司 | RE | 9 | 01 April 2015 | 10 July 2018 |