SFC Licences of YAN Han 嚴涵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guolian Securities International Asset Management Co., Limited 國聯證券國際資產管理有限公司 | RE | 9 | 28 March 2024 | |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 | RE | 9 | 07 February 2022 | 08 November 2023 |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 | RE | 4 | 07 February 2022 | 08 November 2023 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 | RE | 5 | 24 April 2020 | 31 December 2021 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 | RE | 4 | 24 April 2020 | 31 December 2021 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 | RE | 2 | 24 April 2020 | 31 December 2021 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 | RE | 1 | 06 March 2019 | 31 December 2021 |
| SDG Futures (HK) Limited 山金期貨(香港)有限公司 | RE | 2 | 06 March 2019 | 29 October 2019 |
| South China Research Limited 南華資料研究有限公司 | RE | 4 | 19 December 2016 | 18 January 2019 |
| Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 | RE | 9 | 04 June 2015 | 15 July 2016 |