SFC Licences of XIE Kaixi 謝凱西
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 27 October 2023 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 27 October 2023 | |
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 27 October 2023 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 05 June 2015 | 09 May 2018 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 05 June 2015 | 09 May 2018 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 05 June 2015 | 09 May 2018 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 05 June 2015 | 09 May 2018 |