SFC Licences of XU Yue 許玥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HarbourVest Partners (Asia) Limited
RE 1, 9 25 February 2021
Deutsche Securities Asia Limited 德意志證券亞洲有限公司
RE 6 02 January 2018 05 August 2019
CLSA Limited 中信里昂證券有限公司
RE 1, 4 29 July 2015 01 December 2017
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 29 July 2015 01 December 2017