SFC Licences of NG Ka Ming 吳家明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 16 March 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 16 March 2022
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 31 August 2015 09 April 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 31 August 2015 09 April 2021