SFC Licences of CHEN Cheng 陳誠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RO	6	16 December 2022
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RO	4	16 December 2022
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RO	1	16 December 2022
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	6	08 September 2022	16 December 2022
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	4	08 September 2022	16 December 2022
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	1	08 September 2022	16 December 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	6	16 July 2020	25 August 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	4	16 July 2020	25 August 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	1	16 July 2020	25 August 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	6	16 July 2019	16 July 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	16 July 2019	16 July 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	16 July 2019	16 July 2020
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	04 August 2015	21 June 2019
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	04 August 2015	21 June 2019
CLSA Limited 中信里昂證券有限公司	RE	4	04 August 2015	21 June 2019
CLSA Limited 中信里昂證券有限公司	RE	1	04 August 2015	21 June 2019