SFC Licences of ROBINSON David Stuart
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 13 July 2023 | |
| UBS Securities Hong Kong Limited | RE | 1 | 13 July 2023 | |
| UBS Securities Asia Limited | RE | 2 | 13 July 2023 | |
| UBS Securities Asia Limited | RE | 1 | 13 July 2023 | |
| CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 | RE | 1 | 13 December 2021 | 02 May 2023 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 13 December 2021 | 02 May 2023 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 13 December 2021 | 02 May 2023 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 2 | 13 December 2021 | 02 May 2023 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 13 December 2021 | 02 May 2023 |
| Marex HK Asia Limited | RE | 2 | 13 November 2015 | 23 June 2017 |
| Marex HK Asia Limited | RE | 1 | 04 September 2015 | 23 June 2017 |