SFC Licences of DING Mao 丁茂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldbridge Securities Limited 金橋證券有限公司 | RE | 4 | 14 November 2023 | |
| Goldbridge Securities Limited 金橋證券有限公司 | RE | 1 | 14 November 2023 | |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 | RE | 4 | 24 March 2020 | 26 October 2021 |
| Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 | RE | 1 | 24 February 2020 | 26 October 2021 |
| Donghai International Securities (Hong Kong) Limited 東海國際證券(香港)有限公司 | RE | 1 | 09 April 2019 | 14 October 2019 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 04 November 2015 | 15 September 2017 |