SFC Licences of MA Yue Lung, Alan 馬裕龍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司
RE 6 05 October 2018 06 November 2020
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
RE 1, 4, 6 28 July 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 21 January 2021 18 June 2021
CLSA Limited 中信里昂證券有限公司
RE 1, 4 21 January 2021 18 June 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 09 December 2020 18 June 2021
BOCI Asia Limited 中銀國際亞洲有限公司
RE 6 11 November 2015 07 September 2018