SFC Licences of MA Yue Lung, Alan 馬裕龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 6 | 28 July 2021 | 02 March 2023 |
| Merrill Lynch Far East Limited | RE | 4 | 28 July 2021 | 02 March 2023 |
| Merrill Lynch Far East Limited | RE | 1 | 28 July 2021 | 02 March 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 28 July 2021 | 02 March 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 28 July 2021 | 02 March 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 July 2021 | 02 March 2023 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 21 January 2021 | 18 June 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 21 January 2021 | 18 June 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 21 January 2021 | 18 June 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 09 December 2020 | 18 June 2021 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 05 October 2018 | 06 November 2020 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 11 November 2015 | 07 September 2018 |