SFC Licences of ZHANG Yashen 張亞紳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 March 2022 | |
Merrill Lynch Far East Limited | RE | 2 | 18 May 2021 | |
Merrill Lynch Far East Limited | RE | 1 | 18 May 2021 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 09 August 2019 | 26 February 2021 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 28 November 2016 | 17 March 2017 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 16 November 2015 | 14 November 2016 |