SFC Licences of FOK Ka Chun 霍嘉俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Optima Capital Limited 創越融資有限公司 | RE | 6 | 05 March 2018 | 06 August 2021 |
Optima Capital Limited 創越融資有限公司 | RE | 1 | 05 March 2018 | 06 August 2021 |
NFH Corporate Finance Limited 新金控融資有限公司 | RE | 6 | 16 June 2017 | 20 October 2017 |
NFH Securities and Futures Limited 新金控證券期貨有限公司 | RE | 1 | 16 June 2017 | 19 October 2017 |
Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 1 | 16 March 2016 | 07 October 2016 |
Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 9 | 16 March 2016 | 07 October 2016 |
Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 6 | 16 March 2016 | 07 October 2016 |