SFC Licences of CHEN Jiaqi 陳嘉琦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 4 20 March 2023
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 2 05 January 2023
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 1 05 January 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 06 November 2020 07 October 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 06 November 2020 07 October 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 06 November 2020 07 October 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 2 12 September 2019 31 July 2020
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 2 03 June 2019 31 July 2020
CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 RE 1 03 July 2018 31 July 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 04 February 2016 31 July 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 04 February 2016 31 July 2020