SFC Licences of WU Qingbo 鄔清波
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 | RO | 6 | 27 June 2018 | 25 June 2019 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 | RO | 9 | 27 June 2018 | 25 June 2019 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 | RO | 4 | 27 June 2018 | 25 June 2019 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RO | 4 | 27 June 2018 | 25 June 2019 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RO | 1 | 27 June 2018 | 25 June 2019 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RO | 5 | 27 June 2018 | 18 February 2019 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RO | 2 | 27 June 2018 | 18 February 2019 |