SFC Licences of GUNG Leut Ming 龔律名
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| I Win Asset Management Limited 一盈資產管理有限公司 | RE | 9 | 15 June 2023 | |
| I Win Asset Management Limited 一盈資產管理有限公司 | RE | 4 | 15 June 2023 | |
| I Win Securities Limited 一盈證券有限公司 | RE | 1 | 15 June 2023 | |
| Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 22 August 2016 | 30 September 2020 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 03 May 2016 | 30 September 2020 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 03 May 2016 | 30 September 2020 |