SFC Licences of HAN Xuan 韓玄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Central Wealth Asset Management Limited 中達資產管理有限公司 RE 9 07 May 2018 14 August 2018
Central Wealth Asset Management Limited 中達資產管理有限公司 RE 4 10 April 2018 14 August 2018
Central Wealth Securities Investment Limited 中達證券投資有限公司 RE 4 28 September 2017 23 March 2018
Central Wealth Securities Investment Limited 中達證券投資有限公司 RE 1 28 September 2017 23 March 2018
CMBC Asset Management Company Limited 民銀資產管理有限公司 RE 9 10 May 2017 15 September 2017
CMBC Securities Company Limited 民銀證券有限公司 RE 4 01 March 2017 15 September 2017
CMBC Securities Company Limited 民銀證券有限公司 RE 1 01 March 2017 15 September 2017
Zhongrong International Securities Company Limited 中融國際証券有限公司 RE 1 21 June 2016 23 August 2016
Zhongrong International Securities Company Limited 中融國際証券有限公司 RE 4 21 June 2016 23 August 2016