SFC Licences of HAN Xuan 韓玄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Central Wealth Asset Management Limited 中達資產管理有限公司 | RE | 9 | 07 May 2018 | 14 August 2018 |
Central Wealth Asset Management Limited 中達資產管理有限公司 | RE | 4 | 10 April 2018 | 14 August 2018 |
Central Wealth Securities Investment Limited 中達證券投資有限公司 | RE | 4 | 28 September 2017 | 23 March 2018 |
Central Wealth Securities Investment Limited 中達證券投資有限公司 | RE | 1 | 28 September 2017 | 23 March 2018 |
CMBC Asset Management Company Limited 民銀資產管理有限公司 | RE | 9 | 10 May 2017 | 15 September 2017 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 01 March 2017 | 15 September 2017 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 01 March 2017 | 15 September 2017 |
Zhongrong International Securities Company Limited 中融國際証券有限公司 | RE | 1 | 21 June 2016 | 23 August 2016 |
Zhongrong International Securities Company Limited 中融國際証券有限公司 | RE | 4 | 21 June 2016 | 23 August 2016 |