SFC Licences of GUENIER Alix Long Daniel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | RO | 2 | 27 October 2022 | |
| ICAP Securities Hong Kong Limited | RO | 1 | 27 October 2022 | |
| ICAP Securities Hong Kong Limited | RE | 2 | 14 October 2019 | 27 October 2022 |
| ICAP Securities Hong Kong Limited | RE | 1 | 14 October 2019 | 27 October 2022 |
| T.F.S. Derivatives HK Limited | RE | 2 | 04 August 2017 | 24 June 2019 |
| T.F.S. Derivatives HK Limited | RE | 1 | 04 August 2017 | 24 June 2019 |
| Leonteq Securities (Hong Kong) Limited | RE | 4 | 19 August 2016 | 03 July 2017 |
| Leonteq Securities (Hong Kong) Limited | RE | 1 | 19 August 2016 | 03 July 2017 |