SFC Licences of XU Qiwen 許綺雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 26 July 2022 | |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 4 | 26 July 2022 | |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 26 July 2022 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 29 December 2021 | 08 July 2022 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 29 December 2021 | 08 July 2022 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 02 September 2021 | 08 July 2022 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 17 March 2020 | 13 August 2021 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 30 August 2016 | 30 April 2019 |