SFC Licences of HUNG Jacqueline Chi-ching 孔芷晴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Investment Funds (Hong Kong) Limited RE 9 07 March 2023
HSBC Global Asset Management (Hong Kong) Limited RE 9 07 March 2023
HSBC Investment Funds (Hong Kong) Limited RE 4 31 January 2023
HSBC Investment Funds (Hong Kong) Limited RE 1 31 January 2023
HSBC Global Asset Management (Hong Kong) Limited RE 4 31 January 2023
HSBC Global Asset Management (Hong Kong) Limited RE 1 31 January 2023
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 RE 1 08 July 2020 07 October 2022
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 4 08 July 2020 07 October 2022
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 1 08 July 2020 07 October 2022
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 4 23 April 2018 28 June 2020
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 1 23 April 2018 28 June 2020
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 1 15 September 2016 15 April 2018
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 4 15 September 2016 15 April 2018