SFC Licences of FAN Luying 范璐瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 18 August 2021 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 18 August 2021 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 18 August 2021 | |
orientiert XYZ Securities Limited | RE | 4 | 04 May 2021 | 03 July 2021 |
orientiert XYZ Securities Limited | RE | 2 | 04 May 2021 | 03 July 2021 |
orientiert XYZ Securities Limited | RE | 1 | 05 March 2021 | 03 July 2021 |
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 1 | 16 October 2019 | 31 January 2021 |
Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 06 October 2017 | 27 June 2019 |
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 06 October 2017 | 27 June 2019 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 28 September 2016 | 15 August 2017 |
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 28 September 2016 | 15 August 2017 |