SFC Licences of CHAU Wallace Tin Lun 周天麟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司
RE 1, 4, 6 22 April 2022
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 26 November 2021 25 March 2022
CLSA Limited 中信里昂證券有限公司
RE 1 11 November 2021 25 March 2022
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 11 November 2021 25 March 2022
ABCI Capital Limited 農銀國際融資有限公司
RE 1, 6 09 May 2018 22 October 2021
Kim Eng Securities (Hong Kong) Limited 金英証券(香港)有限公司
RE 1, 6 23 November 2016 24 April 2018