SFC Licences of CHAU Wallace Tin Lun 周天麟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	6	22 November 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	6	22 April 2022	21 September 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	4	22 April 2022	21 September 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	22 April 2022	21 September 2022
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	26 November 2021	25 March 2022
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	11 November 2021	25 March 2022
CLSA Limited 中信里昂證券有限公司	RE	1	11 November 2021	25 March 2022
ABCI Capital Limited 農銀國際融資有限公司	RE	6	09 May 2018	22 October 2021
ABCI Capital Limited 農銀國際融資有限公司	RE	1	09 May 2018	22 October 2021
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	6	23 November 2016	24 April 2018
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	1	23 November 2016	24 April 2018