SFC Licences of TSE Lok Sang 謝樂生

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE 2 29 December 2021
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE 1 17 December 2021
Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 RE 1 25 October 2021 05 November 2021
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 9 20 September 2019 04 October 2021
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 4 20 September 2019 04 October 2021
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 2 08 April 2019 04 October 2021
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 08 April 2019 04 October 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 26 October 2018 27 December 2018
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 26 October 2018 27 December 2018
Mason Futures Limited 茂宸期貨有限公司 RE 2 24 April 2018 26 September 2018
Mason Securities Limited 茂宸證券有限公司 RE 1 24 April 2018 26 September 2018
Blackwell Global Futures Limited 博威環球期貨有限公司 RE 2 29 December 2016 15 April 2018
Blackwell Global Securities Limited 博威環球證劵有限公司 RE 1 29 December 2016 15 April 2018