SFC Licences of WONG Hei Lim 黃希廉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 27 August 2024 | |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 18 July 2024 | |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 4 | 11 September 2023 | 05 April 2024 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 1 | 11 September 2023 | 05 April 2024 |
| Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 | RE | 9 | 06 February 2023 | 04 September 2023 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 04 October 2021 | 04 September 2023 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 21 May 2020 | 04 September 2023 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 | RE | 1 | 06 February 2017 | 31 March 2017 |