SFC Licences of WANG Pinyue 王品月

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SPDB International Investment Management Limited 浦銀國際投資管理有限公司 RE 9 08 August 2022
SPDB International Investment Management Limited 浦銀國際投資管理有限公司 RE 4 08 August 2022
SPDB International Capital Limited 浦銀國際融資有限公司 RE 6 01 December 2021 04 July 2022
SPDB International Securities Limited 浦銀國際證券有限公司 RE 1 13 September 2021 04 July 2022
SPDB International Capital Limited 浦銀國際融資有限公司 RE 1 13 September 2021 04 July 2022
Valuable Capital Limited 華盛資本証券有限公司 RE 9 28 July 2020 03 August 2021
Valuable Capital Limited 華盛資本証券有限公司 RE 4 28 July 2020 03 August 2021
Valuable Capital Limited 華盛資本証券有限公司 RE 1 28 July 2020 03 August 2021
Leading Securities Company Limited 立鼎證券有限公司 RE 9 19 May 2020 30 June 2020
Leading Securities Company Limited 立鼎證券有限公司 RE 4 23 April 2020 30 June 2020
Leading Securities Company Limited 立鼎證券有限公司 RE 1 23 April 2020 30 June 2020
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 4 15 November 2018 27 March 2020
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 29 October 2018 27 March 2020
Beta International Securities Limited 貝塔國際證券有限公司 RE 1 22 January 2018 14 September 2018
Sheng Yuan Securities Limited 盛源證券有限公司 RE 4 03 February 2017 13 January 2018
Sheng Yuan Securities Limited 盛源證券有限公司 RE 1 03 February 2017 13 January 2018