SFC Licences of MO Zhiyu 莫芝宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 21 September 2022 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 21 September 2022 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 21 September 2022 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 21 June 2021 | 01 September 2022 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 21 June 2021 | 01 September 2022 |
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 9 | 13 November 2017 | 09 June 2021 |
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 4 | 13 November 2017 | 09 June 2021 |
Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 | RE | 4 | 10 March 2017 | 09 June 2021 |
Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 | RE | 9 | 10 March 2017 | 09 June 2021 |