SFC Licences of MO Zhiyu 莫芝宇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 2 21 September 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 21 September 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 21 September 2022
J.P. Morgan Broking (Hong Kong) Limited RE 5 21 June 2021 01 September 2022
J.P. Morgan Broking (Hong Kong) Limited RE 2 21 June 2021 01 September 2022
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 9 13 November 2017 09 June 2021
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 4 13 November 2017 09 June 2021
Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 RE 4 10 March 2017 09 June 2021
Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 RE 9 10 March 2017 09 June 2021