SFC Licences of ZHANG Zhuowei 張卓為
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 27 July 2022 | |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 27 July 2022 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 22 July 2019 | 07 August 2021 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 26 June 2019 | 07 August 2021 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 26 June 2019 | 07 August 2021 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 26 June 2019 | 25 February 2021 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 27 February 2019 | 12 June 2019 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 24 April 2018 | 12 June 2019 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 15 March 2017 | 20 April 2018 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 15 March 2017 | 15 November 2017 |