SFC Licences of ZHANG Zhuowei 張卓為

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司
RE 4 22 July 2019 07 August 2021
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司
RE 6 26 June 2019 07 August 2021
BOCOM International Securities Limited 交銀國際證券有限公司
RE 1 26 June 2019 07 August 2021
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司
RE 1 26 June 2019 25 February 2021
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司
RE 6 27 February 2019 12 June 2019
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司
RE 1 24 April 2018 12 June 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 1 15 March 2017 20 April 2018
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 2 15 March 2017 15 November 2017