SFC Licences of YU Shuyao 喻姝瑤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 10 August 2018 | 04 December 2020 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 10 August 2018 | 04 December 2020 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 10 August 2018 | 04 December 2020 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 25 April 2018 | 29 June 2018 |
Huarong International Capital Limited 華融國際融資有限公司 | RE | 6 | 29 May 2017 | 21 March 2018 |
Huarong International Capital Limited 華融國際融資有限公司 | RE | 1 | 29 May 2017 | 21 March 2018 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 29 May 2017 | 21 March 2018 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 03 April 2017 | 04 May 2017 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 03 April 2017 | 04 May 2017 |