SFC Licences of YU Shuyao 喻姝瑤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 10 August 2018 04 December 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 10 August 2018 04 December 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 10 August 2018 04 December 2020
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 25 April 2018 29 June 2018
Huarong International Capital Limited 華融國際融資有限公司 RE 6 29 May 2017 21 March 2018
Huarong International Capital Limited 華融國際融資有限公司 RE 1 29 May 2017 21 March 2018
Huarong International Securities Limited 華融國際證券有限公司 RE 1 29 May 2017 21 March 2018
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 1 03 April 2017 04 May 2017
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 03 April 2017 04 May 2017