SFC Licences of SU Ziheng 蘇子恒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 5 28 November 2023
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 4 28 November 2023
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 2 28 November 2023
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RE 9 17 October 2023 28 November 2023
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 17 October 2023
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RE 4 17 October 2023
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 27 December 2018 16 March 2020
Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 RE 6 27 December 2018 30 November 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 17 September 2018 16 March 2020
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 19 July 2017 21 May 2018
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 19 July 2017 21 May 2018