SFC Licences of GAO Song 高松
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Securities (Far East) Limited | RE | 6 | 15 October 2021 | 24 February 2023 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 15 October 2021 | 24 February 2023 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 15 October 2021 | 24 February 2023 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 22 July 2019 | 02 July 2021 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 22 July 2019 | 02 July 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 22 July 2019 | 02 July 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 22 July 2019 | 02 July 2021 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 26 July 2018 | 18 April 2019 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 28 September 2017 | 18 April 2019 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 19 April 2017 | 18 April 2019 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 19 April 2017 | 18 April 2019 |